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Sarbanes-Oxley Code of Ethics Trading of Fund Shares Sarbanes-Oxley Code of Ethics and Procedures Proxy Voting Record Sarbanes-Oxley Code of Ethics 406 of Sarbanes-Oxley of 2002. ... Code, Investment Company Act, the Investment 1940 (the "Advisers Act") rules promulgated required by specific Investment Company or Advisers provisions or rules personal professional relationships; responsibly in producing Committee. Each Covered Officer must with integrity, including being honest of Investment Company
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